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Optimizing Techniques and Cramer-Rao Bound for Passive Source Location Estimation

Date

2017-10-12

Journal Title

Journal ISSN

Volume Title

Publisher

ORCID

0000-0001-7495-8164

Type

Thesis

Degree Level

Doctoral

Abstract

This work is motivated by the problem of locating potential unstable areas in underground potash mines with better accuracy more consistently while introducing minimum extra computational load. It is important for both efficient mine design and safe mining activities, since these unstable areas may experience local, low-intensity earthquakes in the vicinity of an underground mine. The object of this thesis is to present localization algorithms that can deliver the most consistent and accurate estimation results for the application of interest. As the first step towards the goal, three most representative source localization algorithms given in the literature are studied and compared. A one-step energy based grid search (EGS) algorithm is selected to address the needs of the application of interest. The next step is the development of closed-form Cram´er-Rao bound (CRB) expressions. The mathematical derivation presented in this work deals with continuous signals using the Karhunen-Lo`eve (K-L) expansion, which makes the derivation applicable to non-stationary Gaussian noise problems. Explicit closed-form CRB expressions are presented only for stationary Gaussian noise cases using the spectrum representation of the signal and noise though. Using the CRB comparisons, two approaches are proposed to further improve the EGS algorithm. The first approach utilizes the corresponding analytic expression of the error estimation variance (EEV) given in [1] to derive an amplitude weight expression, optimal in terms of minimizing this EEV, for the case of additive Gaussian noise with a common spectrum interpretation across all the sensors. An alternate noniterative amplitude weighting scheme is proposed based on the optimal amplitude weight expression. It achieves the same performance with less calculation compared with the traditional iterative approach. The second approach tries to optimize the EGS algorithm in the frequency domain. An analytic frequency weighted EEV expression is derived using spectrum representation and the stochastic process theory. Based on this EEV expression, an integral equation is established and solved using the calculus of variations technique. The solution corresponds to a filter transfer function that is optimal in the sense that it minimizes this analytic frequency domain EEV. When various parts of the frequency domain EEV expression are ignored during the minimization procedure using Cauchy-Schwarz inequality, several different filter transfer functions result. All of them turn out to be well known classical filters that have been developed in the literature and used to deal with source localization problems. This demonstrates that in terms of minimizing the analytic EEV, they are all suboptimal, not optimal. Monte Carlo simulation is performed and shows that both amplitude and frequency weighting bring obvious improvement over the unweighted EGS estimator.

Description

Keywords

source localization, estimation error variance

Citation

Degree

Doctor of Philosophy (Ph.D.)

Department

Electrical and Computer Engineering

Program

Electrical Engineering

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DOI

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